Unclaimed
Justin Gaetano is a financial advisor who has been in the industry since 1988. Justin is currently registered as a Registered Representative with Fidelity Personal AND Workplace Advisors. Justin is also a Registered Investment Advisor in several states, including Delaware, New Jersey, New York, and Texas. Justin has a wide range of experience in the financial services industry and has held positions with several firms including ABI SECURITIES, INC., MONARCH SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and FIDELITY BROKERAGE SERVICES, INC. Justin is committed to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (CHAPPAQUA NY)
NY
10/01/1991 - 02/28/1992
ABI SECURITIES, INC. (NEW YORK NY)
NA
03/19/1991 - 10/01/1991
MONARCH SECURITIES, INC.
MN
06/17/1988 - 09/14/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
06/23/1987 - 02/10/1988
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 05/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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