Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Newman is a financial advisor in Tempe, Arizona with over 15 years of experience in the industry. Justin holds both Series 63 and Series 66 licenses and also holds a Series 10 and 9. Justin is currently registered with J.P. Morgan Securities LLC. Previously, Justin was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Chase Investment Services Corp.. Justin has been actively registered in the state of Arizona for a number of years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
AZ
10/26/2022 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
04/03/2017 - 09/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
05/16/2013 - 03/07/2017
BBVA SECURITIES INC. (TEMPE AZ)
AZ
11/21/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TEMPE AZ)
AZ
10/01/2007 - 09/09/2011
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
CA
07/29/2004 - 06/22/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 01/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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