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Justin Morgan

Apex Clearing Corp.

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About Justin Morgan

Justin Morgan is a financial professional with over 15 years of experience in the industry. Justin holds multiple licenses and registrations, including Series 3, 7, 24, and 66. Justin's professional experience includes roles at Apex Clearing Corp., Coda Markets, Inc., Electronic Transaction Clearing, Inc., TD Ameritrade, Inc., and Edward Jones.

Firm Information

Justin Morgan is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Morgan’s Registration & Firm History

TX

12/05/2013 - Present

Apex Clearing Corp. (DALLAS TX)

IL

10/03/2022 - 05/01/2024

CODA MARKETS, INC. (WILMETTE IL)

TX

06/16/2020 - 03/28/2024

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

TX

06/11/2009 - 10/28/2013

TD AMERITRADE, INC. (FORT WORTH TX)

TX

01/24/2008 - 05/01/2009

EDWARD JONES (GRAND PRAIRIE TX)

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Licenses & Designations

BOTH

Issued 02/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/18/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2017

Series 3 - National Commodity Futures Examination

BC

Issued 01/23/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justin Morgan.
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