Unclaimed
Justin Maddox is a registered investment advisor representative with Capital Client Group, Inc. Justin has been in the industry since 2004 and holds the Series 6, Series 7, Series 63, and Series 66 licenses. Justin has previously worked at BlackRock Investments, LLC and Invesco Distributors, Inc. Justin is based out of Los Angeles, CA and also has a registration in Arkansas, California (IA), Mississippi, Oklahoma, Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
12/12/2023 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
04/13/2018 - 12/07/2023
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
IL
07/23/2010 - 04/10/2018
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IL
07/06/2005 - 06/28/2010
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
06/29/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 02/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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