Invested Better
Unclaimed

Unclaimed

Unclaimed

Justin Michael Lewis

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Justin? Claim Your Profile

About Justin Michael Lewis

Justin Michael Lewis is a financial professional with over 24 years of experience in the industry. Justin Michael Lewis is currently registered with Wells Fargo Securities, LLC and has previously held positions at WELLS FARGO INSTITUTIONAL SECURITIES, LLC, WELLS FARGO BROKERAGE SERVICES, L.L.C., NEW ENGLAND SECURITIES, and ASCEND FINANCIAL SERVICES, INC. Justin Michael Lewis is licensed to conduct business in several states and holds a variety of industry certifications.

Firm Information

Justin Lewis is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Justin Lewis’s Registration & Firm History

CA

11/06/2009 - Present

Wells Fargo Securities, LLC (SAN FRANCISCO CA)

CA

11/01/2001 - 03/02/2015

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SACRAMENTO CA)

CA

05/27/2009 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (SACRAMENTO CA)

CA

09/21/1999 - 03/16/2006

WELLS FARGO BROKERAGE SERVICES, L.L.C. (SACRAMENTO CA)

NY

09/25/1998 - 09/17/1999

NEW ENGLAND SECURITIES (NEW YORK NY)

MN

01/23/1998 - 08/26/1998

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

Not sure if Justin Michael Lewis is right for you?

Licenses & Designations

BC

Issued 01/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Justin Michael Lewis. Review regulatory record here.
Not sure if Justin Michael Lewis is right for you?