Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Brooks is a financial advisor at Raymond James & Associates, Inc. based in WEST CONSHOHOCKEN, Pennsylvania. Justin has been in the financial industry since October 17, 2011. Justin is a registered representative with FINRA and is licensed to sell securities in 53 states and the District of Columbia. Justin's specializations include providing financial planning, portfolio management, and educational seminars to individuals and businesses. Justin previously worked at PURSHE KAPLAN STERLING INVESTMENTS and Raymond James & Associates, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/02/2016 - Present
Raymond James & Associates, Inc. (WEST CONSHOHOCKEN PA)
PA
09/17/2013 - 01/29/2016
PURSHE KAPLAN STERLING INVESTMENTS (WAYNE PA)
PA
11/30/2010 - 11/02/2012
RAYMOND JAMES & ASSOCIATES, INC. (WAYNE PA)
BC
Issued 03/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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