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Justin Matthew Spain

Empower Financial Services, Inc.

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About Justin Matthew Spain

Justin Matthew Spain is a financial advisor with Empower Financial Services, Inc. Justin has been in the financial services industry since February 1999 and is registered with the following states: Alaska, California, Colorado, Florida, Idaho, Nevada, Oregon, and Washington. Justin holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Justin is also a registered representative of Empower Financial Services, Inc. and is a member of FINRA.

Firm Information

Justin Spain is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Spain’s Registration & Firm History

CO

08/11/2015 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

01/17/2012 - 07/10/2015

CUSO FINANCIAL SERVICES, L.P. (WESTMINSTER CO)

CO

01/31/2005 - 01/11/2012

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

02/01/1999 - 01/24/2005

JANUS DISTRIBUTORS LLC (DENVER CO)

TX

01/06/1999 - 01/28/1999

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 09/24/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2001

Series 7 - General Securities Representative Examination

BC

Issued 11/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Matthew Spain.
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