Unclaimed
Justin Matthew Spain is a financial advisor with Empower Financial Services, Inc. Justin has been in the financial services industry since February 1999 and is registered with the following states: Alaska, California, Colorado, Florida, Idaho, Nevada, Oregon, and Washington. Justin holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Justin is also a registered representative of Empower Financial Services, Inc. and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/11/2015 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
01/17/2012 - 07/10/2015
CUSO FINANCIAL SERVICES, L.P. (WESTMINSTER CO)
CO
01/31/2005 - 01/11/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
02/01/1999 - 01/24/2005
JANUS DISTRIBUTORS LLC (DENVER CO)
TX
01/06/1999 - 01/28/1999
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 09/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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