Unclaimed
Justin Manuel Rodriguez is a financial professional with a strong background in the securities industry. Rodriguez has a Series 79TO, Series 63, and SIE license and is registered to sell securities in all 50 states. Rodriguez currently works for Smbc Nikko Securities America, Inc. where he has been employed since December 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/18/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 04/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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