Unclaimed
Justin Carey is a financial professional with over 26 years of experience in the financial services industry. Justin is currently registered with MML Investors Services, LLC in Stamford, Connecticut. Justin is also registered with the state of Connecticut as an Investment Advisor Representative (IAR). Prior to joining MML Investors Services, LLC, Justin was employed by Royal Alliance Associates, Inc. Justin has held several other positions in the financial services industry, including roles at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Lehman Brothers Inc., Lehman Government Securities Inc. and Lehman Special Securities Inc. Justin has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
11/15/2023 - Present
MML Investors Services, LLC (STAMFORD CT)
NY
09/26/2022 - 01/30/2023
ROYAL ALLIANCE ASSOCIATES, INC. (JERICHO NY)
NY
06/21/2010 - 10/23/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 04/09/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/03/1992 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/03/1992 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
02/03/1992 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BOTH
Issued 11/7/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 9/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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