Unclaimed
Justin Lau is a registered representative with Mufg Securities Americas Inc. Justin has been in the securities industry since February 2020. Justin is licensed to conduct business in New York. Justin holds Series 79TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 01/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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