Unclaimed
Justin Clare is a financial professional with over 10 years of experience in the industry. Justin is currently registered with Roth Capital Partners, LLC and holds the Series 63, Series 65, SIE, Series 87 and Series 7 licenses. Justin has been a registered representative with Roth Capital Partners, LLC since September 2014. Justin has a strong background in investment advisory services and specializes in distribution of sell-side research reports/corporate access and solicitation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
09/16/2014 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 09/26/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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