Unclaimed
Justin Larry Smith is a financial advisor with Empower Advisory Group, LLC. Justin has been in the financial industry since May 18, 2001 and has experience working with individual investors, high-net-worth individuals, corporations, and retirement plans. Justin's previous experience includes working for J.P. Morgan Institutional Investments Inc., Chase Investment Services Corp., H&R Block Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and American Century Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/05/2015 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
11/20/2009 - 12/31/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
10/24/2007 - 11/20/2009
CHASE INVESTMENT SERVICES CORP. (ENGLEWOOD CO)
MO
02/17/2006 - 09/27/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (KANSAS CITY MO)
NY
04/11/2005 - 02/15/2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MA
08/06/2003 - 11/21/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
MO
11/23/2001 - 08/15/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
02/28/2000 - 10/03/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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