Unclaimed
Justin Thompson is a registered representative of Northwestern Mutual Investment Services, LLC. Justin has been working in the securities industry since September 2014. Justin holds the Series 66, SIE and Series 7 licenses. Justin's firm has been in business since 2014. Justin is registered in Alabama, Florida, Georgia, Illinois, Mississippi, Montana, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
12/04/2014 - Present
Northwestern Mutual Investment Services, LLC (BIRMINGHAM AL)
BOTH
Issued 12/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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