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Justin Koutras Bozonelis

Mizuho Securities USA LLC

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About Justin Koutras Bozonelis

Justin Koutras Bozonelis is a financial advisor with over 13 years of experience in the industry. Justin is currently registered with Mizuho Securities USA LLC and previously worked at Cantor Fitzgerald & Co., CF Secured, LLC, Legend Trading, LLC, Neuberger Berman LLC and Lehman Brothers Inc. Justin is licensed to conduct business in all 50 states and the District of Columbia.

Firm Information

Justin Bozonelis is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Bozonelis’s Registration & Firm History

NY

04/07/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/03/2013 - 02/07/2022

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

02/08/2018 - 09/08/2021

CF SECURED, LLC (New York NY)

NY

04/09/2012 - 04/26/2012

LEGEND TRADING, LLC (NEW YORK NY)

NY

09/19/2008 - 04/13/2010

NEUBERGER BERMAN LLC (NEW YORK NY)

NY

10/25/2006 - 09/24/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

CA

06/15/2005 - 10/03/2006

CREDIT SUISSE SECURITIES (USA) LLC (IRVINE CA)

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Licenses & Designations

BC

Issued 02/06/2017

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/21/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Justin Koutras Bozonelis.
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