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Justin Kaufman

Hightower Securities, LLC

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About Justin Kaufman

Justin Kaufman is a financial advisor with Hightower Securities, LLC. Justin has been working in the financial industry since 2012. Justin holds the Series 7 and Series 66 licenses and the SIE exam. Justin is registered in Iowa and Nebraska. Justin's previous experience includes working at Securities America, Inc. in Omaha, Nebraska.

Firm Information

Justin Kaufman is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Kaufman’s Registration & Firm History

IL

08/06/2020 - Present

Hightower Securities, LLC (CHICAGO IL)

NE

07/18/2012 - 07/30/2020

SECURITIES AMERICA, INC. (Omaha NE)

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Licenses & Designations

BOTH

Issued 11/25/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Kaufman.
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