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Justin K Maxton

Cantor Fitzgerald & Co.

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About Justin K Maxton

Justin Maxton is a financial professional with over 10 years of experience in the financial services industry. Justin is currently registered with Cantor Fitzgerald & Co. and holds the Series 6, Series 99TO, and Series 63 licenses. Justin previously worked at Chase Investment Services Corp.

Firm Information

Justin Maxton is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Maxton’s Registration & Firm History

NY

03/05/2021 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

03/05/2010 - 07/21/2010

CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 03/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2021

Series 99TO - Operations Professional Examination

BC

Issued 05/25/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Justin K Maxton. Review regulatory record here.
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