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Justin Joseph Coppola

Cowen AND Co.

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About Justin Joseph Coppola

Justin Coppola is a registered representative with Cowen AND Co. Justin has been in the securities industry since 2003. Justin is registered with the Financial Industry Regulatory Authority (FINRA) and the states of New Jersey and New York. Justin holds several securities licenses including Series 7, 24, 55, 57TO, and 63 and the Securities Industry Essentials (SIE) exam. Justin has experience in the securities industry, including with Cowen Execution Services LLC and Monaco Brokerage Corporation.

Firm Information

Justin Coppola is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Coppola’s Registration & Firm History

NJ

10/26/2017 - Present

Cowen AND Co. (Red Bank NJ)

NY

01/09/2007 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

12/14/2006 - 07/29/2008

G-TRADE SERVICES LLC (NEW YORK NY)

NY

07/02/2003 - 09/18/2006

MONACO BROKERAGE CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/08/2005

Series 25 - NYSE Trading Assistant Examination

BC

Issued 11/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justin Joseph Coppola.
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