Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Baca is a financial professional with over 7 years of experience in the financial services industry. Justin currently works as a Registered Representative at RBC Capital Markets, LLC. Justin holds a Series 7, Series 63, Series 66 and SIE licenses. Justin has previously worked at Citi Private Advisory, LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC. Justin specializes in working with a variety of clients including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Justin’s commitment to providing excellent service and personalized solutions for their clients has earned him a reputation for excellence in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/15/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
DC
01/23/2018 - 03/01/2018
CITI PRIVATE ADVISORY, LLC (Washington DC)
DC
12/04/2017 - 03/01/2018
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
PA
06/15/2016 - 11/28/2017
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
BOTH
Issued 12/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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