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Justin Jay Winter

Charles Schwab & CO., Inc.

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About Justin Jay Winter

Justin Jay Winter is a financial advisor with over 18 years of experience in the financial services industry. Justin currently holds Series 7, 55, 57TO and SIE licenses and the Series 66 license for the Uniform Combined State Law Examination. Justin currently works at Charles Schwab & CO., Inc. as a registered representative, and also works with TD Ameritrade Clearing, Inc. Justin has previously worked at TD AMERITRADE, INC. and AMERITRADE, INC. Justin is registered with the state of Nebraska and works in Omaha, Nebraska.

Firm Information

Justin Winter is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Justin Winter’s Registration & Firm History

NE

01/23/2023 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

04/10/2014 - 07/29/2024

TD AMERITRADE, INC. (OMAHA NE)

NE

04/22/2006 - 11/18/2013

TD AMERITRADE, INC. (OMAHA NE)

NE

10/07/2005 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BOTH

Issued 11/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

M

MEMX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Justin Jay Winter.
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