Unclaimed
Justin James Tugman is a financial advisor with over 20 years of experience in the industry. Currently, Justin is registered with Janus Henderson Distributors US LLC, and previously worked with PWMCO, LLC, Simmons & Company International, Southcoast Capital L.L.C., Quick & Reilly, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Justin has a strong background in investments and is committed to providing personalized financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/30/2009 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
11/12/2004 - 12/31/2008
PWMCO, LLC (CHICAGO IL)
MN
07/06/2000 - 05/17/2004
SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)
LA
06/23/1999 - 08/25/1999
SOUTHCOAST CAPITAL L.L.C. (NEW ORLEANS LA)
NY
06/11/1997 - 08/04/1998
QUICK & REILLY, INC. (NEW YORK NY)
MN
05/23/1996 - 02/06/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/23/1996 - 02/06/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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