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Justin James Tugman

Janus Henderson Distributors US LLC

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About Justin James Tugman

Justin James Tugman is a financial advisor with over 20 years of experience in the industry. Currently, Justin is registered with Janus Henderson Distributors US LLC, and previously worked with PWMCO, LLC, Simmons & Company International, Southcoast Capital L.L.C., Quick & Reilly, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Justin has a strong background in investments and is committed to providing personalized financial guidance to his clients.

Firm Information

Justin Tugman is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Tugman’s Registration & Firm History

CO

01/30/2009 - Present

Janus Henderson Distributors US LLC (DENVER CO)

IL

11/12/2004 - 12/31/2008

PWMCO, LLC (CHICAGO IL)

MN

07/06/2000 - 05/17/2004

SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)

LA

06/23/1999 - 08/25/1999

SOUTHCOAST CAPITAL L.L.C. (NEW ORLEANS LA)

NY

06/11/1997 - 08/04/1998

QUICK & REILLY, INC. (NEW YORK NY)

MN

05/23/1996 - 02/06/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/23/1996 - 02/06/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 05/31/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin James Tugman.
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