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Justin James Rafferty

Sammons Financial Network, LLC

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About Justin James Rafferty

Justin James Rafferty has been in the financial services industry for over 20 years. He is currently registered with Sammons Financial Network, LLC in West Des Moines, IA. Justin has a variety of licenses and registrations, including Series 6, 63, and 26. He holds a Series 65 license for investment advisor activities. Justin is a dedicated financial professional with a strong commitment to providing clients with personalized service and guidance.

Firm Information

Justin Rafferty is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Rafferty’s Registration & Firm History

IA

07/21/2014 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

MI

01/15/2013 - 07/02/2014

SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)

IA

11/02/2010 - 12/31/2010

SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)

TN

11/20/2002 - 01/15/2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

TX

09/10/1999 - 11/05/2002

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

06/09/1998 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

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Licenses & Designations

IA

Issued 05/18/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Justin James Rafferty. Review regulatory record here.
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