Unclaimed
Justin James Martys is a financial advisor at UBS Financial Services Inc. Justin has been in the financial services industry since 2001. Prior to joining UBS Financial Services Inc., Justin worked at Fidelity Brokerage Services LLC, E*TRADE SECURITIES LLC, WALL STREET ACCESS and CITIGROUP GLOBAL MARKETS INC. Justin specializes in portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, security ratings and publication of periodicals. Justin has passed the Series 4, Series 7, Series 10, Series 63 and Series 66 exams. Justin holds registrations in Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/22/2022 - Present
UBS Financial Services Inc. (WESTFIELD NJ)
NJ
02/09/2006 - 10/21/2020
FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)
NJ
11/05/2004 - 01/11/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
05/07/2004 - 10/28/2004
WALL STREET ACCESS (NEW YORK NY)
NY
01/19/2000 - 06/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 06/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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