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Justin James Griffin

Tiaa-Cref Individual & Institutional Services, LLC

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About Justin James Griffin

Justin James Griffin is a financial advisor associated with TIAA-CREF Individual & Institutional Services, LLC and has been in the industry since May 2006. Justin is registered to provide securities-related advice and services in Colorado and Maine, as well as investment advisory services. Justin has a Series 6, Series 7, Series 63, and Series 66 license as well as the SIE Exam. Justin is located in the Denver branch office of the firm.

Firm Information

Justin Griffin is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Justin Griffin’s Registration & Firm History

CO

11/12/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

CO

03/09/2006 - 06/30/2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

NY

05/13/2004 - 07/14/2005

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/12/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin James Griffin.
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