Unclaimed
Justin Irving is a financial advisor in St. Louis, MO who has been in the industry since August 2007. Justin is currently registered with Wells Fargo Clearing Services, LLC. He is also a Series 65 registered Investment Advisor Representative in Missouri and Illinois. In addition to the Series 65, Justin holds the following securities licenses: Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 99TO and the SIE exam. Justin was previously registered with FFP Securities, Inc. Justin has experience working with individuals, corporations, trusts, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, and insurance companies. Justin provides financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/09/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/14/2007 - 06/02/2008
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 10/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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