Unclaimed
Justin Harnett is a financial advisor with Wells Fargo Securities, LLC. Justin has been in the industry since 2019 and is registered with the Financial Industry Regulatory Authority (FINRA) and North Carolina. Justin has passed several exams including the Series 63, 7, 6, 86, 87, 79TO, 82TO, 99TO, and 22TO. Justin's previous experience includes REGIONS SECURITIES LLC and CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/25/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
08/26/2019 - 01/27/2020
REGIONS SECURITIES LLC (Charlotte NC)
NY
08/10/2016 - 12/22/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/19/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Justin Harnett is the right advisor for you? Invested Better is here to help.