Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Kappel is a financial advisor with UBS Financial Services Inc., a firm with over 10,000 registered representatives and over $700 billion in assets under management. Justin has been in the financial industry since 1999. Justin specializes in working with individuals, corporations, and institutions. Justin has a wide range of experience in financial planning, portfolio management, and investment advisory services. Justin is a licensed representative in multiple states and has a Series 3, 7, 9, 10, 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
02/03/2014 - Present
UBS Financial Services Inc. (ST PAUL MN)
MN
05/25/1999 - 08/23/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 04/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Justin Kappel is the right advisor for you? Invested Better is here to help.
