Unclaimed
Justin Harmier is a financial advisor with Wells Fargo Clearing Services, LLC. Justin has been in the financial services industry since 2007. Justin is licensed in California and Texas. Justin is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Justin has held previous positions at J.P. Morgan Securities LLC and Chase Investment Services Corp. Justin has a Series 7 and a Series 66 license. Justin holds the Securities Industry Essentials Examination (SIE) designation. Justin specializes in providing financial planning, investment consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/29/2021 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
10/01/2012 - 02/25/2015
J.P. MORGAN SECURITIES LLC (CORONA CA)
CA
04/30/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CORONA CA)
CA
07/04/2007 - 04/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ONTARIO CA)
BOTH
Issued 08/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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