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Justin Gardiner Paterson

Pruco Securities, LLC

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About Justin Gardiner Paterson

Justin Gardiner Paterson is a financial advisor currently registered with Pruco Securities, LLC in New York. Justin has been in the financial industry since 2005. Justin is licensed to provide investment advisory services and offers securities products in New York. Prior to joining Pruco Securities, LLC, Justin was employed by Mutual of Omaha Investor Services, Inc., Wachovia Securities, LLC and Morgan Keegan & Company, Inc.

Firm Information

Justin Paterson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Justin Paterson’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Tonawanda NY)

NY

06/13/2011 - 04/11/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (AMHERST NY)

FL

07/09/2007 - 11/26/2007

WACHOVIA SECURITIES, LLC (TAMPA FL)

TN

05/30/2007 - 07/05/2007

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

FL

05/10/2001 - 03/19/2007

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (TAMPA FL)

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Licenses & Designations

IA

Issued 09/22/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Gardiner Paterson.
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