Invested Better
Unclaimed

Unclaimed

Unclaimed

Justin Friedman

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Justin? Claim Your Profile

About Justin Friedman

Justin Friedman is a financial professional with over 0 years of experience in the industry. Justin is currently registered with Smbc Nikko Securities America, Inc. and holds several licenses including Series 3, Series 7TO, and Series 63. Justin is registered in 51 states and the District of Columbia.

Firm Information

Justin Friedman is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Justin Friedman’s Registration & Firm History

NY

09/26/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

Not sure if Justin Friedman is right for you?

Licenses & Designations

BC

Issued 10/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2023

Series 3 - National Commodity Futures Examination

BC

Issued 09/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Justin Friedman.
Not sure if Justin Friedman is right for you?