Unclaimed
Justin Deni is a financial advisor with Northwestern Mutual Investment Services, LLC. Justin has been in the industry since 2008, with experience at Janney Montgomery Scott LLC and UBS Financial Services Inc. Justin holds the Series 7, 9, 10, 66 and SIE licenses. Justin is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
09/26/2017 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
PA
10/22/2013 - 09/25/2017
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
05/21/2008 - 10/23/2013
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
BOTH
Issued 12/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Justin Deni is the right advisor for you? Invested Better is here to help.