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Justin Dean Pennetta

Vistia Capital, LLC

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About Justin Dean Pennetta

Justin Dean Pennetta is a financial professional with over 10 years of experience in the industry. Justin is currently registered with Vistia Capital, LLC, and has a broad range of experience, having previously worked with Patrick Capital Markets, LLC and Wells Fargo Clearing Services, LLC. Justin is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia.

Firm Information

Justin Pennetta is currently registered with Vistia Capital, LLC. Vistia Capital, LLC is a Limited Liability Company formed in July 2020 and is registered in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Pennetta’s Registration & Firm History

CO

08/22/2021 - Present

Vistia Capital, LLC (CASTLE ROCK CO)

CO

02/25/2020 - 08/26/2021

PATRICK CAPITAL MARKETS, LLC (CASTLE ROCK CO)

CO

04/04/2014 - 02/25/2020

WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 09/25/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2015

Series 7 - General Securities Representative Examination

BC

Issued 04/04/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Dean Pennetta.
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