Unclaimed
Justin Dean Pennetta is a financial professional with over 10 years of experience in the industry. Justin is currently registered with Vistia Capital, LLC, and has a broad range of experience, having previously worked with Patrick Capital Markets, LLC and Wells Fargo Clearing Services, LLC. Justin is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/22/2021 - Present
Vistia Capital, LLC (CASTLE ROCK CO)
CO
02/25/2020 - 08/26/2021
PATRICK CAPITAL MARKETS, LLC (CASTLE ROCK CO)
CO
04/04/2014 - 02/25/2020
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
BOTH
Issued 09/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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