Unclaimed
Justin Dockter is a registered representative with Charles Schwab & Co., Inc. Justin has been in the financial services industry for over 7 years. Justin is also a registered investment advisor representative in Texas. Justin has Series 7, SIE, and Series 66 licenses. Justin has been employed with TD Ameritrade, Inc. and J.P. Morgan Securities LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/26/2022 - Present
Charles Schwab & CO., Inc. (Frisco TX)
TX
12/17/2018 - 07/29/2024
TD AMERITRADE, INC. (Frisco TX)
TX
08/01/2018 - 11/27/2018
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
08/24/2016 - 08/07/2018
TD AMERITRADE, INC. (PLANO TX)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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