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Justin Daniel Smiley

Fidelity Brokerage Services LLC

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About Justin Daniel Smiley

Justin Smiley is a financial professional registered with Fidelity Brokerage Services LLC. Justin Smiley is a Series 63, Series 10, Series 9, SIE and Series 7 licensed professional. Justin Smiley has been in the securities industry since July 17, 2014 and has worked at Fidelity Brokerage Services LLC since July 18, 2014. Fidelity Brokerage Services LLC has an office in Salt Lake City, UT.

Firm Information

Justin Smiley is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Smiley’s Registration & Firm History

UT

07/18/2014 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 07/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/11/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justin Daniel Smiley.
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