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Justin Daniel Shaughnessy

Cowen AND Co.

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About Justin Daniel Shaughnessy

Justin Daniel Shaughnessy is a securities professional with over five years of experience in the industry. He is currently registered with Cowen and Co. in Boston, MA and holds Series 7, 57, and 63 licenses as well as the SIE exam. Justin has also been approved to register in Massachusetts and New York. His professional focus includes securities trading and investment advisory services.

Firm Information

Justin Shaughnessy is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Shaughnessy’s Registration & Firm History

MA

07/19/2017 - Present

Cowen AND Co. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/24/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2018

Series 57 - Securities Trader Exam

BC

Issued 07/19/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Justin Daniel Shaughnessy.
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