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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Vaicek is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Justin has been working in the financial services industry for over 14 years and has a wide range of experience in providing financial advice to individuals and businesses. Justin has been registered with the Securities and Exchange Commission (SEC) and FINRA since 1993 and holds Series 7, 63, 65 and 66 securities licenses. Justin is a licensed broker-dealer and investment advisor representative in multiple states. Justin is committed to providing clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/30/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
01/14/1998 - 01/28/2000
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
NY
09/03/1996 - 10/20/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
CA
02/08/1996 - 08/09/1996
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
07/08/1993 - 09/14/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 8/19/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 5/8/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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