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Unclaimed

Unclaimed

Justin Coker hannay Cree

Smbc Nikko Securities America, Inc.

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About Justin Coker hannay Cree

Justin Coker hannay Cree is a financial advisor at Smbc Nikko Securities America, Inc. Justin is based in New York, NY, and has been in the industry since 2012. Justin holds Series 7, Series 63, Series 79, and SIE licenses. Justin is registered to provide investment advice in 51 states. Justin was previously registered with HSBC Securities (USA) Inc.

Firm Information

Justin Cree is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Cree’s Registration & Firm History

NY

01/05/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

10/10/2012 - 12/23/2020

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Justin Coker hannay Cree.
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