Unclaimed
Justin Christopher Smith is a registered representative with Citigroup Global Markets Inc. and has been in the industry since 2014. Justin has held previous roles with Goldman Sachs & Co. LLC and Deutsche Bank Securities Inc. Justin is a Series 7, Series 99TO, and SIE licensed professional. Justin is registered in New York and holds 25 approved SRO registrations. Justin has worked with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Justin provides a range of advisory services, including asset allocation advice, financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/10/2018 - 05/06/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
FL
06/16/2014 - 09/04/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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