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Justin Christopher Floyd

Finalis Securities LLC

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About Justin Christopher Floyd

Justin Christopher Floyd is a financial professional with over 7 years of experience in the financial services industry. Currently, Justin is a registered representative with Finalis Securities LLC. Previously, Justin worked with BA Securities, LLC, Stillpoint Capital, LLC, Reliance Worldwide Investments, LLC, Tobin & Company Securities LLC, and Growth Capital Services, Inc. Justin is licensed in California, Delaware, Illinois, Iowa, Minnesota, New Jersey, New York, and Utah. Justin holds Series 79TO, SIE, 82, 63, and 24 licenses.

Firm Information

Justin Floyd is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Floyd’s Registration & Firm History

NY

01/18/2022 - Present

Finalis Securities LLC (New York NY)

PA

09/30/2019 - 01/18/2022

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

FL

05/29/2019 - 07/12/2019

STILLPOINT CAPITAL, LLC (TAMPA FL)

IL

04/16/2018 - 04/26/2019

RELIANCE WORLDWIDE INVESTMENTS, LLC (GURNEE IL)

NC

04/21/2016 - 04/13/2018

TOBIN & COMPANY SECURITIES LLC (CHARLOTTE NC)

CA

10/26/2015 - 04/15/2016

GROWTH CAPITAL SERVICES, INC. (San Diego CA)

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Licenses & Designations

BC

Issued 01/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2021

Series 24 - General Securities Principal Examination

BC

Issued 12/06/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2015

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Christopher Floyd.
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