Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Charles Kroll has been in the financial industry since 2003 and has a proven track record in financial services. Justin is currently registered with Foreside Fund Services, LLC and is licensed to conduct business in all 50 states. Justin has held previous positions with PACIFIC CURRENT GROUP, FORESIDE FUNDS DISTRIBUTORS LLC, OPPENHEIMERFUNDS DISTRIBUTOR, INC., UMB DISTRIBUTION SERVICES, LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC., JANUS DISTRIBUTORS LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. Justin holds the Series 3, 6, 7, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/23/2024 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
CO
06/04/2016 - 05/21/2024
PACIFIC CURRENT GROUP (Denver CO)
CO
09/13/2013 - 03/03/2016
FORESIDE FUNDS DISTRIBUTORS LLC (DENVER CO)
NY
12/03/2012 - 09/04/2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
WI
10/28/2011 - 12/04/2012
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
PA
01/31/2008 - 08/31/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CO
05/01/2006 - 01/29/2008
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
07/27/2005 - 04/10/2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NY
12/12/2003 - 07/21/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MO
12/13/2002 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 02/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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