Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin Matthews is a securities professional with over 12 years of experience in the financial industry. Justin is currently registered with TD Securities (USA) LLC in New York, NY. Previously, Justin has been registered with Cowen and Company, Wells Fargo Securities, LLC, Nomura Securities International, Inc., and UBS Securities LLC. Justin holds the Series 7, 24, 63, 86, 87, and SIE licenses. Justin is also a registered principal. Justin's areas of expertise include investment banking, equity research, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
04/18/2019 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
02/21/2013 - 03/14/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
04/16/2012 - 03/04/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/23/2011 - 04/10/2012
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/01/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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