Unclaimed
Justin Carl Frisco is a financial advisor at Principal Securities, Inc. Justin has been in the securities industry since August 1, 2002. Justin is registered with the state of California as both a broker and an investment advisor. Justin is also registered as a broker in the state of Texas. Justin holds the Series 6, Series 63, and Series 65 licenses. He also holds the SIE license. Justin is a board member of Laurels for Leaders and is the President of the San Diego Kiwanis Club. Justin offers financial planning, pension consulting, educational seminars, and portfolio management services to individuals, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
06/17/2021 - Present
Principal Securities, Inc. (SAN DIEGO CA)
IA
Issued 12/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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