Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Justin? Claim Your ProfileJustin C. Rooney is a financial professional with over 12 years of experience in the industry. Justin is currently registered with Icapital Markets LLC in New York and South Carolina. Justin has previously worked with ICAPITAL SECURITIES, LLC, ALTEGRIS INVESTMENTS, LLC, ARTIVEST BROKERAGE LLC, M.J. WHITMAN LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Justin holds the Series 7, Series 66, Series 24 and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/03/2020 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
10/24/2018 - 08/30/2020
ALTEGRIS INVESTMENTS, LLC (New York NY)
NY
08/22/2016 - 09/28/2018
ARTIVEST BROKERAGE LLC (NEW YORK NY)
NY
08/27/2015 - 04/19/2016
M.J. WHITMAN LLC (NEW YORK NY)
NY
09/15/2010 - 03/31/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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