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Justin Anthony Brock

U.s. Bancorp Investments, Inc.

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About Justin Anthony Brock

Justin Brock is a registered representative with U.S. Bancorp Investments, Inc. since July 2010. Justin has been in the industry since July 2001 and holds the Series 66, SIE, and Series 7 securities licenses. Justin specializes in financial planning, portfolio management for individuals and businesses, and the selection of other advisors. Justin previously worked with PNC Investments, NatCity Investments, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Justin is registered to provide investment services in 27 states.

Firm Information

Justin Brock is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Justin Brock’s Registration & Firm History

OH

07/09/2010 - Present

U.s. Bancorp Investments, Inc. (Middlefield OH)

OH

11/13/2009 - 07/06/2010

PNC INVESTMENTS (EUCLID OH)

OH

08/19/2003 - 11/13/2009

NATCITY INVESTMENTS, INC. (MENTOR OH)

NY

02/13/2001 - 04/01/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin Anthony Brock.
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