Unclaimed
Justin Wiggs is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 20 years of experience in the financial services industry. He has a strong background in both investments and trading and holds several professional licenses and designations. Justin has provided financial advice to a wide range of clients, from individuals and families to institutions. His expertise includes portfolio management, financial planning, and investment strategy. Justin is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/23/2007 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NY
10/16/2002 - 04/30/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 12/17/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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