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Justin A Roman

Weild & Co.

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About Justin A Roman

Justin A. Roman is a financial professional with over six years of experience in the industry. Justin is currently registered with Weild & Co. in New York. Justin holds a Series 63, SIE, and Series 79 license. Justin previously held registrations with LEONIS SECURITIES, LLC, COWEN AND COMPANY, FTP SECURITIES LLC, and Weild & Co.

Firm Information

Justin Roman is currently registered with Weild & Co.. Weild & Co. is a Limited Liability Company formed on October 22, 2007. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Justin Roman’s Registration & Firm History

NY

04/29/2024 - Present

Weild & Co. (NEW YORK NY)

NY

10/05/2022 - 01/09/2023

LEONIS SECURITIES, LLC (NEW YORK NY)

NY

02/18/2020 - 07/12/2022

COWEN AND COMPANY (NEW YORK NY)

NY

06/25/2018 - 08/29/2019

FTP SECURITIES LLC (NEW YORK NY)

NY

01/10/2017 - 07/03/2018

WEILD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Justin A Roman.
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