Unclaimed
Justin A. Roman is a financial professional with over six years of experience in the industry. Justin is currently registered with Weild & Co. in New York. Justin holds a Series 63, SIE, and Series 79 license. Justin previously held registrations with LEONIS SECURITIES, LLC, COWEN AND COMPANY, FTP SECURITIES LLC, and Weild & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2024 - Present
Weild & Co. (NEW YORK NY)
NY
10/05/2022 - 01/09/2023
LEONIS SECURITIES, LLC (NEW YORK NY)
NY
02/18/2020 - 07/12/2022
COWEN AND COMPANY (NEW YORK NY)
NY
06/25/2018 - 08/29/2019
FTP SECURITIES LLC (NEW YORK NY)
NY
01/10/2017 - 07/03/2018
WEILD & CO. (NEW YORK NY)
BC
Issued 06/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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