Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Junxi? Claim Your ProfileJunxi Liu is a financial professional associated with Smbc Nikko Securities America, Inc., registered in 51 states and the District of Columbia. Junxi Liu has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), and the Uniform Securities Agent State Law Examination (Series 63). Junxi Liu is registered with FINRA and has been active in the industry since May 8, 2022. Junxi Liu works in the New York, NY branch office of Smbc Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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