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Junwei Liu

Transamerica Financial Advisors, Inc.

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About Junwei Liu

Junwei Liu is a financial advisor who has been in the industry since 2005. Junwei is currently registered with Transamerica Financial Advisors, Inc. and has a Series 6, 7, 24, 63, and 65 license. Junwei specializes in providing financial planning, portfolio management, and selection of other advisors. Junwei has been with Transamerica Financial Advisors, Inc. since 2018.

Firm Information

Junwei Liu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Junwei Liu’s Registration & Firm History

CA

06/19/2018 - Present

Transamerica Financial Advisors, Inc. (WEST COVINA CA)

CA

02/14/2014 - 05/06/2014

SAGEPOINT FINANCIAL, INC. (MONROVIA CA)

CA

04/27/2012 - 04/02/2013

J.K. FINANCIAL SERVICES, INC. (NORCO CA)

CA

11/26/2008 - 05/14/2010

WADDELL & REED, INC. (BREA CA)

CA

11/21/2007 - 11/20/2008

FORTUNE SECURITIES, INC. (ALHAMBRA CA)

CA

03/14/2003 - 11/02/2007

PRUCO SECURITIES, LLC. (BREA CA)

NY

09/09/1998 - 02/06/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

09/09/1998 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Junwei Liu. Review regulatory record here.
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