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Junko Trainor

Mufg Securities Americas Inc.

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About Junko Trainor

Junko Trainor is a financial professional with over 20 years of experience in the securities industry. Junko is currently registered with Mufg Securities Americas Inc. in New York. Previously, Junko was employed by BTMU Securities, Inc. and Mitsubishi UFJ Securities (USA), Inc. Junko holds a variety of licenses and certifications including Series 7, 24, 55, 63, 79TO, 87, 99TO and SIE.

Firm Information

Junko Trainor is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Junko Trainor’s Registration & Firm History

NY

04/01/2017 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

05/15/2014 - 04/01/2017

BTMU SECURITIES, INC. (NEW YORK NY)

NY

06/25/2003 - 09/23/2013

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/07/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Junko Trainor.
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