Unclaimed
Junko Trainor is a financial professional with over 20 years of experience in the securities industry. Junko is currently registered with Mufg Securities Americas Inc. in New York. Previously, Junko was employed by BTMU Securities, Inc. and Mitsubishi UFJ Securities (USA), Inc. Junko holds a variety of licenses and certifications including Series 7, 24, 55, 63, 79TO, 87, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/15/2014 - 04/01/2017
BTMU SECURITIES, INC. (NEW YORK NY)
NY
06/25/2003 - 09/23/2013
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 10/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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