Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Junjie? Claim Your ProfileJunjie Wu is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Junjie Wu has been in the industry since May 2021, working at J.P. Morgan Securities LLC and UBS Financial Services Inc. before joining Merrill Lynch. Junjie Wu has a Series 63 and 66 license and has passed the Series 7TO and SIE exams. Junjie Wu holds registrations in Arizona, California, Florida, Maryland, Nevada, Oregon, Texas and Washington. Junjie Wu specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
04/04/2023 - 04/30/2024
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
05/06/2021 - 03/23/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 10/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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