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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Junjie? Claim Your ProfileJunjie Wu is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Junjie has been in the financial services industry for over 5 years and has a strong background in investments. Junjie holds both Series 63 and 66 licenses and is registered in California and Texas. Junjie also holds the Series 7 license. Junjie provides advisory services to individuals, businesses, investment companies, and pooled investment vehicles. Junjie is also a photographer and operates a sole proprietorship business, Junjie Wu Photography. Junjie is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
04/04/2023 - 04/30/2024
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
05/06/2021 - 03/23/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 10/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 5/6/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 2/3/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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