Unclaimed
Juniper Aleana Frost is a financial advisor registered with Fidelity Brokerage Services LLC. Juniper has been in the financial services industry since 1999. Juniper is licensed to sell securities in 52 states. Juniper also holds licenses to sell investment company products. In addition to her Series 63, Juniper has a Series 7 and a Series 6 license as well as a Series 24 and a Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/29/2011 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CA
01/01/2008 - 07/01/2010
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
05/11/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SAN FRANCISCO CA)
NY
09/13/2004 - 01/26/2006
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
TX
06/19/2002 - 04/12/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
12/15/1997 - 06/04/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 01/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/19/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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